Filing Details
- Accession Number:
- 0001225208-11-023867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 17:17:41
- Reporting Period:
- 2011-10-28
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 17:17:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184192 | I Thomas Rogan | One Financial Plaza Hartford CT 06101 | Vice President, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-28 | 35,000 | $32.17 | 55,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-28 | 3,812 | $79.50 | 51,695 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-28 | 8,000 | $79.30 | 43,695 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-28 | 8,989 | $79.30 | 34,706 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-10-28 | 14,199 | $79.30 | 20,507 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-10-28 | 35,000 | $0.00 | 35,000 | $32.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-02 | 2012-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 4,960 | Direct | |
| Common Stock | 11,639 | Indirect | By Savings Plan Trustee |
Billionaire Hedge Funds
