Filing Details
- Accession Number:
- 0001209191-11-053161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 17:00:41
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 17:00:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180162 | J Stephen Hemsley | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | President & Chief Exec Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-26 | 550,000 | $25.09 | 3,164,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-26 | 550,000 | $49.00 | 2,614,536 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-10-27 | 650,000 | $25.09 | 3,264,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-27 | 650,000 | $49.21 | 2,614,536 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2011-10-26 | 550,000 | $0.00 | 550,000 | $25.09 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2011-10-27 | 650,000 | $0.00 | 650,000 | $25.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 650,000 | 2012-01-07 | No | 4 | M | Direct | |
| 0 | 2012-01-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 290 | Indirect | by 401(k) |
Footnotes
- This transaction was executed in multiple trades ranging from $48.77 to $49.15 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades ranging from $49.00 to $49.64 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock options vested at a rate of 25% annually on January 7 from the years 2003 through 2006.
Billionaire Hedge Funds
