Filing Details
- Accession Number:
- 0001168252-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 16:40:25
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 16:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168252 | Jr L Robert Parkinson | One Baxter Parkway Deerfield IL 60015 | Chairman Of The Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2011-10-27 | 325,655 | $31.72 | 667,200 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-10-27 | 273,555 | $55.32 | 393,645 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-10-27 | 2,100 | $56.16 | 391,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-27 | 325,655 | $0.00 | 325,655 | $31.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-04-19 | 2014-04-18 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Parkinson with respect to the stock options granted by the Company to Mr. Parkinson on April 19, 2004. Pursuant to this plan, Mr. Parkinson exercised all stock options subject to the April 2004 grant and increased his ownership in Baxter common stock by 50,000 shares.
- Price reflects weighted average sales price. Range of prices for transaction is $55.00 through $55.92. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transaction is $56.05 through $56.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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