Filing Details
- Accession Number:
- 0001209191-11-053145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 16:37:22
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 16:37:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1042046 | American Financial Group Inc | AFG | Fire, Marine & Casualty Insurance (6331) | 311544320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185852 | E James Evans | One East Fourth Street Cincinnati OH 45202 | Sr. V. Pres. & Gen. Counsel | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-27 | 36,093 | $20.01 | 247,879 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-10-27 | 38,907 | $20.28 | 286,786 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-27 | 75,000 | $36.25 | 211,786 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-28 | 25,000 | $20.28 | 236,786 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-28 | 25,000 | $36.51 | 211,786 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option Exercise | Disposition | 2011-10-27 | 36,093 | $0.00 | 36,093 | $20.01 |
Common Stock | Employee Stock Option Exercise | Disposition | 2011-10-27 | 38,907 | $0.00 | 38,907 | $20.28 |
Common Stock | Employee Stock Option Exercise | Disposition | 2011-10-28 | 25,000 | $0.00 | 25,000 | $20.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-27 | No | 4 | M | Direct | |
31,163 | 2015-02-24 | No | 4 | M | Direct | |
6,163 | 2015-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,831 | Indirect | ESPP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.63, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.61, inclusive.
- Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2010.
- This Employee Stock Option became exercisable in five equal installments beginning on the first anniversary of the grant date.