Filing Details
- Accession Number:
- 0001144204-11-060073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 16:13:42
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 16:13:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857737 | Iconix Brand Group Inc. | ICON | Footwear, (No Rubber) (3140) | 112481903 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470182 | David Blumberg | C/O Iconix Brand Group, Inc. 1450 Broadway New York NY 10018 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-28 | 4,000 | $18.37 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-28 | 3,000 | $18.42 | 13,000 | No | 4 | S | Indirect | By Blumberg Associates, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Blumberg Associates, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Acquisiton | 2011-10-26 | 15,000 | $0.00 | 15,000 | $18.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2011-10-26 | 2016-10-26 | No | 4 | A | Direct |
Footnotes
- The reported sales transactions were executed in multiple trades at prices ranging from $18.36 to $18.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were affected.
- The reported sales transactions were executed in multiple trades at prices ranging from $18.40 to $18.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were affected.
Billionaire Hedge Funds
