Filing Details
- Accession Number:
- 0001140361-11-050708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 10:54:34
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 10:54:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 102037 | Universal Corp | UVV | Wholesale-Farm Product Raw Materials (5150) | 540414210 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1073319 | L M Karen Whelan | 9201 Forest Hill Avenue Richmond VA 23235 | Vp & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-26 | 10,600 | $42.28 | 44,538 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-10-26 | 2,600 | $39.71 | 47,138 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-10-26 | 2,500 | $42.12 | 44,638 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Acquisiton | 2011-10-26 | 2,600 | $0.00 | 2,600 | $39.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,200 | 2011-06-08 | 2020-06-08 | No | 4 | M | Direct |
Footnotes
- includes 16,300 restricted stock units and 1,073 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under code Section 162(m) on the date of vesting.
- shares held in a revocable trust account
Billionaire Hedge Funds
