Filing Details
- Accession Number:
- 0001144204-11-059870
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-10-27 21:01:42
- Reporting Period:
- 2011-10-25
- Filing Date:
- 2011-10-27
- Accepted Time:
- 2011-10-27 21:01:42
- Original Submission Date:
- 2011-10-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397864 | Philip Urso | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 3,300 | $2.70 | 211,086 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 470 | $2.71 | 210,616 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,530 | $2.72 | 209,086 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 200 | $2.74 | 208,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,100 | $2.75 | 207,786 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,500 | $2.76 | 206,286 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 100 | $2.77 | 206,186 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 200 | $2.78 | 205,986 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 300 | $2.79 | 205,686 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 100 | $2.80 | 205,586 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 800 | $2.81 | 204,786 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,100 | $2.82 | 203,686 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,400 | $2.83 | 202,286 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,000 | $2.84 | 201,286 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 2,662 | $2.85 | 198,624 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 1,138 | $2.86 | 197,486 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-25 | 100 | $2.87 | 197,386 | No | 4 | S | Indirect | As trustee for trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 1,320,930 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by two trusts, Happy Bear Trust and Terrapin Trust, for the minor children of the reporting person on December 3, 2009.
- Shares are held in two separate trusts, Happy Bear Trust and Terrapin Trust, for the benefit of Mr. Urso's minor children.
Billionaire Hedge Funds
