Filing Details
- Accession Number:
- 0001203311-11-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-27 19:58:17
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-27
- Accepted Time:
- 2011-10-27 19:58:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202785 | Eric Dobmeier | 21823 30Th Drive Se Bothell WA 98021 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-27 | 10,083 | $5.81 | 69,410 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-27 | 10,083 | $21.95 | 59,327 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-27 | 10,835 | $5.92 | 70,162 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-27 | 10,835 | $21.95 | 59,327 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-10-27 | 10,083 | $0.00 | 10,083 | $5.81 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-10-27 | 10,835 | $0.00 | 10,835 | $5.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-08-29 | 2013-08-29 | No | 4 | M | Direct |
0 | 2015-01-31 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Eric Dobmeier on September 15, 2011.
- Amount of securities beneficially owned following reported transactions includes 25,220 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 8/29/04 and monthly thereafter until all the shares are fully vested on 8/29/07.
- Shares shall vest at a rate of 25% on 1/31/06 and monthly thereafter until all the shares are fully vested on 1/31/09.