Filing Details
- Accession Number:
- 0001413753-11-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-27 18:04:32
- Reporting Period:
- 2011-10-27
- Filing Date:
- 2011-10-27
- Accepted Time:
- 2011-10-27 18:04:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381846 | Emeka Chukwu | 200 Flynn Road Camarillo CA 93012-8790 | Sr Vp - Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-27 | 46,000 | $16.14 | 73,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-27 | 42,798 | $25.34 | 31,091 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-27 | 3,202 | $26.09 | 27,889 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-10-27 | 46,000 | $0.00 | 46,000 | $16.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-06 | No | 4 | M | Direct |
Footnotes
- The sales reported in this transaction were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chukwu on January 14, 2011.
- This price represents the weighted average for all sales for this transaction. The prices ranged from $25.0000 to $25.9900. Price and share details are available upon request.
- This price represents the weighted average for all sales for this transaction. The prices ranged from $26.0000 to $26.2000. Price and share details are available upon request.
- This option vested in three approximately equal annual installments beginning on June 6, 2008.
Billionaire Hedge Funds
