Filing Details

Accession Number:
0001230245-11-000160
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-27 16:45:08
Reporting Period:
2011-10-26
Filing Date:
2011-10-27
Accepted Time:
2011-10-27 16:45:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Jaffray Companies PJC Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185482 S Andrew Duff 800 Nicollet Mall
Minneapolis MN 55402
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-26 5,000 $18.40 216,244 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10 Indirect By minor children
Common Stock 2,245 Indirect By PJC Retirement Plan
Footnotes
  1. Based on a plan report dated October 27, 2011.