Filing Details
- Accession Number:
- 0001230245-11-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-27 16:45:08
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-10-27
- Accepted Time:
- 2011-10-27 16:45:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185482 | S Andrew Duff | 800 Nicollet Mall Minneapolis MN 55402 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-26 | 5,000 | $18.40 | 216,244 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10 | Indirect | By minor children |
Common Stock | 2,245 | Indirect | By PJC Retirement Plan |
Footnotes
- Based on a plan report dated October 27, 2011.