Filing Details

Accession Number:
0001209191-11-052888
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-27 14:28:06
Reporting Period:
2011-10-25
Filing Date:
2011-10-27
Accepted Time:
2011-10-27 14:28:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366177 John William Pepicello 4025 S. Riverpoint Pkwy
Phoenix AZ 85040
President-Uopx No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-10-25 11,628 $48.59 50,418 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $48.34 to a high of $48.79. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. Includes (i) 15,960 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (ii) 15,128 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iii) 12,340 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, and (iv) 4,420 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 15,960 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 15,128 shares underlying the January 14, 2011 RSUs will be issued when those units vest in two successive installments over the Reporting Person's period of service with the Issuer through each of the September 15, 2012 and September 15, 2013 vesting dates.
  3. (continued from footnote 2 above) The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 12,340 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 4,420 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. (footnote continued below)
  4. (continued from footnote 3 above) All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 5,136 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (ii) 4,356 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above.