Filing Details
- Accession Number:
- 0001144204-11-059663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-27 11:24:06
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-10-27
- Accepted Time:
- 2011-10-27 11:24:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1077183 | Neogenomics Inc | NGNM.OB | Services-Testing Laboratories (8734) | 742897368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518734 | George Cardoza | C/O Neogenomics, Inc. 12701 Commonwealth Drive Suite 9 Fort Myers FL US 33913 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-26 | 3,000 | $1.21 | 41,676 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Indirect | Trust by Self |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (Right to Buy) | $1.55 | 2010-11-30 | 2014-11-30 | 150,000 | 0 | Direct |
Common Stock | Stock options (Right to Buy) | $1.46 | 2012-04-14 | 2016-04-14 | 100,000 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-11-30 | 150,000 | 0 | Direct |
2016-04-14 | 100,000 | 0 | Direct |
Footnotes
- The amount includes exempt purchases made under the Company's stock purchase plan.
- On November 30, 2009 Mr. Cardoza was granted an option to purchase 150,000 shares. The options were all time based and vest ratable over each of Mr. Cardoza's first four anniversaries with the Company.
- On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. 75% of these options vest ratably at the first three anniversary dates of the grant and 25% of the options are performance based.