Filing Details

Accession Number:
0001181431-11-053608
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-10-26 20:08:43
Reporting Period:
2011-09-23
Filing Date:
2011-10-26
Accepted Time:
2011-10-26 20:08:43
Original Submission Date:
2011-09-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371217 Enteromedics Inc ETRM Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1045714 S Gary Kohler 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No No Yes
1162431 Trusts Master Hfr 65 Front Street
Hamilton Hm 11 D0
No No Yes Yes
1257391 Whitebox Advisors Llc 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1296973 Whitebox L/S Equity Partners Lp 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1311923 Pandora Select Partners, L.p. 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
1452149 Whitebox Multi-Strategy Partners Lp 3033 Excelsior Boulevard, Suite 300
Minneapolis MN 55416
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-23 600,000 $1.65 2,532,600 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-09-23 59,000 $1.65 2,591,600 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2011-09-23 120,000 $0.00 119,999 $1.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,819,999 2011-09-23 2016-09-28 No 4 P Indirect
Footnotes
  1. Shares acquired are held directly by Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox L/S Equity Partners, L.P. ("WLSEP"), Pandora Select Partners, L.P. ("PSP"), and HFR RVA Combined Master Trust ("HFR").
  2. The general partner of , WMSP is Whitebox Multi-Strategy Advisors, LLC ("WMSA"), WlSEP is Whitebox L/S Equity Advisors, LLC ("WLSEA"), and PSP is Pandora Select Advisors, LLC ("PSA"). The managing member and controlling owner of WMSA, WLSEA, and PSA is Whitebox Advisors, LLC ("WA"). WA is the investment manager authorized and appointed as HFR's agent and attorney-in-fact with the power to direct the affairs of HFR including the power to vote and dispose of the shares of Common Stock held by HFR and decision-making power with respect to the disposition of the proceeds from the sale of such Common Stock.
  3. Shares attributable to interests held by WA as Managing Member of WMSA, WLSEA, and PSA, which act as General Partners of WMSP, WLSEP, and PSP which directly hold the shares and as Investment Adviser to HFR.
  4. Shares are held directly by Gary Kohler, an associate of WA. WA, WMSP, WLSEP, PSP, HFR, WMSA, WLSEA, and PSA, each disclaim beneficial ownership of the shares attributable to Gary Kohler and have no pecuniary interest therein.