Filing Details
- Accession Number:
- 0001209191-11-052776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-26 18:59:36
- Reporting Period:
- 2011-10-17
- Filing Date:
- 2011-10-26
- Accepted Time:
- 2011-10-26 18:59:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
754813 | Healthwarehouse.com Inc. | HEWA | Retail-Drug Stores And Proprietary Stores (5912) | 222413505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362651 | C John Backus | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | Yes | No | |
1372004 | P L Iii Fund Venture Atlantic New | 11911 Freedom Drive Suite 1080 Reston VA 20190 | Yes | No | Yes | No | |
1403951 | New Atlantic Entrepreneur Fund Iii Lp | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | No | Yes | |
1422350 | Nav Managers Fund Llc | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | No | Yes | |
1422519 | New Atlantic Fund Iii Llc | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | Yes | No | |
1504806 | M Scott Johnson | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | Yes | No | |
1504832 | L Todd Hixon | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | Yes | No | |
1504834 | Thanasis Delistathis | 11911 Freedom Drive Suite 1080 Reston VA 20190 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series C Non Convertible Preferred Stock | Acquisiton | 2011-10-17 | 9,539 | $100.00 | 9,539 | No | 4 | P | Direct | |
Series C Non Convertible Preferred Stock | Acquisiton | 2011-10-17 | 354 | $100.00 | 354 | No | 4 | P | Direct | |
Series C Non Convertible Preferred Stock | Acquisiton | 2011-10-17 | 107 | $100.00 | 107 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (Right to buy) | Acquisiton | 2011-10-17 | 257,544 | $0.00 | 257,544 | $2.90 |
Common Stock | Warrant to Purchase Common Stock (Right to buy) | Acquisiton | 2011-10-17 | 9,568 | $0.00 | 9,568 | $2.90 |
Common Stock | Warrant to Purchase Common Stock (Right to buy) | Acquisiton | 2011-10-17 | 2,888 | $0.00 | 2,888 | $2.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
257,544 | No | 4 | A | Direct | ||
9,568 | No | 4 | A | Direct | ||
2,888 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series C Non Convertible Preferred Stock | 9,893 | Indirect | See Footnote |
Series C Non Convertible Preferred Stock | 10,000 | Indirect | See Footnote |
Series C Non Convertible Preferred Stock | 10,000 | Indirect | See Footnote |
Series C Non Convertible Preferred Stock | 9,893 | Indirect | See Footnote |
Series C Non Convertible Preferred Stock | 9,893 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (Right to buy) | $0.00 | 267,112 | 267,112 | Indirect | ||
Common Stock | Warrant to Purchase Common Stock (Right to buy) | $0.00 | 270,000 | 270,000 | Indirect | ||
Common Stock | Warrant to Purchase Common Stock (Right to buy) | $0.00 | 270,000 | 270,000 | Indirect | ||
Common Stock | Warrant to Purchase Common Stock (Right to buy) | $0.00 | 267,112 | 267,112 | Indirect | ||
Common Stock | Warrant to Purchase Common Stock (Right to buy) | $0.00 | 267,112 | 267,112 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
267,112 | 267,112 | Indirect | |
270,000 | 270,000 | Indirect | |
270,000 | 270,000 | Indirect | |
267,112 | 267,112 | Indirect | |
267,112 | 267,112 | Indirect |
Footnotes
- On October 17, 2011, New Atlantic Venture Fund III, L.P, a Delaware limited partnership ("Fund III"), New Atlantic Entrepreneur Fund, L.P., a Delaware limited partnership ("Entrepreneur Fund") and NAV Managers Fund, LLC, a Delaware limited liability company ("Managers Fund") acquired, in the aggregate, 10,000 shares of Series C Non Convertible Preferred Stock ("Preferred Stock") of the Issuer in a directly negotiated transaction at an aggregate purchase price of $1,000,000. Fund III purchased 9,539 shares of Preferred Stock of the Issuer, Entrepreneur Fund purchased 354 shares of Preferred Stock of the Issuer and Managers Fund purchased 107 shares of Preferred Stock of the Issuer.
- Represents shares owned directly by Fund III.
- Represents shares owned directly by Entrepreneur Fund.
- Represents shares owned directly by Managers Fund.
- Represents shares of Preferred Stock held indirectly by New Atlantic Fund III, LLC (the "General Partner"), the General Partner of Fund III and Entrepreneur Fund.
- Represents 9539 shares of Preferred Stock held indirectly by Mr. Backus in Fund III, 354 shares of Preferred Stock held indirectly by Mr. John Backus in Entrepreneur Fund, and 107 shares of Preferred Stock held indirectly by Mr. Backus in Managers Fund.
- Represents 9539 shares of Preferred Stock held indirectly by Mr. Hixon in Fund III, 354 shares of Preferred Stock held indirectly by Mr. Todd Hixon in Entrepreneur Fund, and 107 shares of Preferred Stock held indirectly by Mr. Hixon in Managers Fund.
- Represents 9539 shares of Preferred Stock held indirectly by Mr. Johnson in Fund III, and 354 shares of Preferred Stock held indirectly by Mr. Scott Johnson in Entrepreneur Fund.
- Represents 9539 shares of Preferred Stock held indirectly by Mr. Delistathis in Fund III, and 354 shares of Preferred Stock held indirectly by Mr. Thanasis Delistathis in Entrepreneur Fund.
- In connection with the Preferred Stock Purchase, on October 17, 2011, Fund III received an immediately exercisable 5-year warrant to purchase 257,544 shares of Issuer's Common Stock, Entrepreneur Fund received a warrant to purchase 9,568 shares of Issuer's Common Stock and Managers Fund received a warrant to purchase 2,888 shares of Issuer's Common Stock (collectively, the "Warrants"). Each warrant is exercisable at a price of $2.90 per share.
- Represents Warrants owned directly by Fund III.
- Represents Warrants owned directly by Entrepreneur Fund.
- Represents Warrants owned directly by Managers Fund.
- Represents warrants owned indirectly by the General Partner.
- Represents warrants owned indirectly by Mr. Backus.
- Represents warrants owned indirectly by Mr. Hixon.
- Represents warrants owned indirectly by Mr. Johnson.
- Represents warrants owned indirectly by Mr. Delistathis.