Filing Details
- Accession Number:
- 0001168252-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-26 17:09:31
- Reporting Period:
- 2011-10-24
- Filing Date:
- 2011-10-26
- Accepted Time:
- 2011-10-26 17:09:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168252 | Jr L Robert Parkinson | One Baxter Parkway Deerfield IL 60015 | Chairman Of The Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2011-10-24 | 190,434 | $31.72 | 531,979 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-10-24 | 190,434 | $55.26 | 341,545 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-10-25 | 14,309 | $31.72 | 355,854 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-10-25 | 14,309 | $55.10 | 341,545 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-10-26 | 119,602 | $31.72 | 461,147 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-10-26 | 119,602 | $55.08 | 341,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-24 | 190,434 | $0.00 | 190,434 | $31.72 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-25 | 14,309 | $0.00 | 14,309 | $31.72 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-26 | 119,602 | $0.00 | 119,602 | $31.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 459,566 | 2007-04-19 | 2014-04-18 | No | 4 | M | Direct |
| 445,257 | 2007-04-19 | 2014-04-18 | No | 4 | M | Direct |
| 325,655 | 2007-04-19 | 2014-04-18 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Parkinson with respect to the stock options granted by the Company to Mr. Parkinson on April 19, 2004.
- Price reflects weighted average sales price. Range of prices for transaction is $55.00 through $55.43. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transaction is $55.00 through $55.30. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transaction is $55.00 through $55.31. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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