Filing Details
- Accession Number:
- 0001140361-11-050444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-26 16:03:43
- Reporting Period:
- 2011-10-24
- Filing Date:
- 2011-10-26
- Accepted Time:
- 2011-10-26 16:03:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796317 | Alliance Financial Corp | ALNC | National Commercial Banks (6021) | 161276885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242572 | H Jack Webb | 5216 Duane Drive Fayetteveille NY 13066 | Chairman, President &Amp; Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-24 | 5,100 | $23.50 | 56,880 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-24 | 5,000 | $31.75 | 51,880 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-24 | 100 | $31.80 | 51,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-10-24 | 5,000 | $0.00 | 5,000 | $23.50 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-10-24 | 100 | $0.00 | 100 | $23.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,615 | 2002-10-25 | 2012-01-02 | No | 4 | M | Direct |
| 9,515 | 2002-10-25 | 2012-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100 | Indirect | By Spouse - Linda Webb |
| Common Stock | 200 | Indirect | By Daughter - Kristen Webb |
Footnotes
- The reporting person disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or otherwise.
Billionaire Hedge Funds
