Filing Details
- Accession Number:
- 0001407682-11-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-26 14:46:12
- Reporting Period:
- 2011-01-14
- Filing Date:
- 2011-10-26
- Accepted Time:
- 2011-10-26 14:46:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257731 | H Daniel Berry | C/O Rudolph Technologies, Inc. One Rudolph Road, Po Box 1000 Flanders NJ 07836 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-14 | 100,000 | $9.60 | 452,667 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-18 | 3,099 | $10.00 | 449,568 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-20 | 1,200 | $9.85 | 448,368 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-24 | 3,400 | $9.85 | 444,968 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-26 | 46,686 | $9.86 | 398,282 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-27 | 267,361 | $10.07 | 130,921 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-28 | 6,100 | $10.13 | 124,821 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-01-31 | 44,967 | $10.19 | 79,854 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-02-01 | 10,000 | $10.11 | 69,854 | No | 4 | S | Indirect | Indirect |
Common Stock | Disposition | 2011-02-02 | 69,854 | $10.20 | 0 | No | 4 | S | Indirect | Indirect |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
No | 4 | S | Indirect | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,500 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) & (3) through (8) to this Form 4.
- These shares of Common Stock are held by the Riverside Fund II, LP, an affiliate of Riverside Partners, LLC. Reporting person is an Operating Partner of Riverside Partners, LLC and disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.93, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $10.22, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.43, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.37, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.15, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.41, inclusive.