Filing Details

Accession Number:
0000820318-11-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-26 14:29:55
Reporting Period:
2011-06-28
Filing Date:
2011-10-26
Accepted Time:
2011-10-26 14:29:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
945117 J Carl Johnson 18 Windsor Ridge
Frisco TX 75034
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-25 2,424 $16.39 4,060,508 No 4 S Direct
Common Stock Disposition 2011-10-25 700 $17.20 4,059,808 No 4 S Direct
Common Stock Disposition 2011-06-28 8,155 $0.00 4,051,653 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,454,128 Indirect By Spouse
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on March 25, 2011.
  2. Represents the weighted average of multiple sales transactions ranging in price from $15.90 to $16.83. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. Represents the weighted average of multiple sales transactions ranging in price from $16.93 to $17.95. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  4. The reporting person disclaims beneficial ownership of shares owned by his spouse.