Filing Details

Accession Number:
0000874214-11-000076
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-26 11:05:11
Reporting Period:
2011-10-24
Filing Date:
2011-10-26
Accepted Time:
2011-10-26 11:05:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Ann Inc. ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140530 Katherine Krill Lawther C/O Ann Inc.
7 Times Square
New York NY 10036
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-24 41,250 $14.08 428,410 No 4 M Direct
Common Stock Disposition 2011-10-24 41,250 $26.86 387,160 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-10-24 41,250 $0.00 41,250 $14.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,251 2019-09-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.8300 to $27.1000, inclusive. The reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. 1/3 of the option vested on September 1, 2010, 1/3 on September 1, 2011 and the remainder will vest on September 1, 2012.