Filing Details
- Accession Number:
- 0000095052-11-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-25 17:50:36
- Reporting Period:
- 2011-10-21
- Filing Date:
- 2011-10-25
- Accepted Time:
- 2011-10-25 17:50:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1143801 | J Stephen Smith | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Disposition | 2011-10-10 | 1,000 | $0.00 | 94,768 | No | 5 | G | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-10-21 | 10,000 | $11.33 | 104,768 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-10-21 | 10,000 | $33.75 | 94,768 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-10-24 | 10,000 | $11.33 | 104,768 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-10-24 | 10,000 | $34.50 | 94,768 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-21 | 10,000 | $0.00 | 10,000 | $11.33 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-24 | 10,000 | $0.00 | 10,000 | $11.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2003-03-22 | 2012-03-22 | No | 4 | M | Direct |
| 10,000 | 2003-03-22 | 2012-03-22 | No | 4 | M | Direct |
Footnotes
- Partial cashless exercise and sale of a stock option expiring on March 22, 2012, pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on August 18, 2011.
- The option vested in three equal installments on March 22, 2003, March 22, 2004 and March 22, 2005.
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