Filing Details
- Accession Number:
- 0000808450-11-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-24 17:07:09
- Reporting Period:
- 2011-10-21
- Filing Date:
- 2011-10-24
- Accepted Time:
- 2011-10-24 17:07:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240132 | E Phyllis Cochran | 4201 Winfield Road Warrenville IL 60555 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-21 | 3,982 | $38.20 | 28,214 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-10-21 | 3,218 | $38.20 | 31,432 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-21 | 7,200 | $42.00 | 24,232 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-21 | 3,982 | $0.00 | 3,982 | $38.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-21 | 3,218 | $0.00 | 3,218 | $38.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-11 | No | 4 | M | Direct | |
| 0 | 2011-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,797 | Indirect | By 401(k) Plan |
| Premium Share Units | 3,180 | Direct |
Footnotes
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- The Option became exercisable as to 280 shares on 12/11/2002; 1,302 shares on 12/11/2003; and as to 2,400 shares on 12/11/2004.
- The Option became exercisable as to 2,120 shares on 12/11/2002 and as to 1,098 shares on 12/11/2003.
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