Filing Details
- Accession Number:
- 0001179110-11-014400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-21 11:43:51
- Reporting Period:
- 2011-10-19
- Filing Date:
- 2011-10-21
- Accepted Time:
- 2011-10-21 11:43:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1511737 | Ubiquiti Networks Inc. | UBNT | Radio & Tv Broadcasting & Communications Equipment (3663) | 320097377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
830588 | P L Partners Summit | 222 Berkeley Street 18Th Floor Boston MA 02116 | No | No | No | Yes | |
1018062 | R Bruce Evans | C/O Summit Partners 222 Berkeley Street, 18Th Floor Boston MA 02116 | No | No | No | Yes | |
1018067 | J Martin Mannion | C/O Summit Partners 222 Berkeley Street, 18Th Floor Boston MA 02116 | No | No | No | Yes | |
1486418 | Summit Partners Pe Vii, L.p. | 222 Berkeley Street 18Th Floor Boston MA 02116 | No | No | No | Yes | |
1486419 | Summit Partners Pe Vii, Llc | 222 Berkeley Street 18Th Floor Boston MA 02116 | No | No | No | Yes | |
1507545 | Summit Investors Management, Llc | 222 Berkeley Street, 18Th Floor Boston MA 02116 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-19 | 23,992,929 | $0.00 | 23,992,929 | No | 4 | C | Indirect | See remarks. |
Common Stock | Disposition | 2011-10-19 | 2,841,652 | $15.00 | 21,151,277 | No | 4 | S | Indirect | See remarks. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See remarks. |
No | 4 | S | Indirect | See remarks. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2011-10-19 | 23,992,929 | $0.00 | 23,992,929 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Represents shares acquired by the following entities: 14,942,702 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 8,974,825 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 68,917 shares of common stock in the name of Summit Investors I, LLC and 6,485 shares of common stock in the name of Summit Investors I (UK), L.P.
- Represents shares sold by the following entities: 1,769,770 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,062,952 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 8,162 shares of common stock sold by Summit Investors I, LLC and 768 shares of common stock sold by Summit Investors I (UK), L.P.
- Represents shares held by the following entities: 13,172,932 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 7,911,873 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 60,755 shares of common stock in the name of Summit Investors I, LLC and 5,717 shares of common stock in the name of Summit Investors I (UK), L.P.
- The Series A Preferred Stock converted into Ubiquiti Networks, Inc. common stock on a one-for-one basis, and had no expiration date.
- Represents shares held by the following entities: 14,942,702 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 8,974,825 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 68,917 shares of common stock in the name of Summit Investors I, LLC and 6,485 shares of common stock in the name of Summit Investors I (UK), L.P.