Filing Details
- Accession Number:
- 0001179110-11-014389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-21 10:12:09
- Reporting Period:
- 2011-07-21
- Filing Date:
- 2011-10-21
- Accepted Time:
- 2011-10-21 10:12:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1511737 | Ubiquiti Networks Inc. | UBNT | Radio & Tv Broadcasting & Communications Equipment (3663) | 320097377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296022 | Jr James Charles Fitzgerald | C/O Summit Partners 222 Berkeley Street, 18Th Floor Boston MA 02116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-19 | 23,992,929 | $0.00 | 23,992,929 | No | 4 | C | Indirect | See remarks |
Common Stock | Disposition | 2011-10-19 | 2,841,652 | $15.00 | 21,151,277 | No | 4 | S | Indirect | See remarks. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See remarks |
No | 4 | S | Indirect | See remarks. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2011-07-21 | 12,041,700 | $8.97 | 12,041,700 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2011-10-19 | 23,992,929 | $0.00 | 23,992,929 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,992,929 | No | 4 | D | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Represents shares acquired by the following entities: 14,942,702 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 8,974,825 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 68,917 shares of common stock in the name of Summit Investors I, LLC and 6,485 shares of common stock in the name of Summit Investors I (UK), L.P.
- Represents shares sold by the following entities: 1,769,770 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,062,952 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 8,162 shares of common stock sold by Summit Investors I, LLC and 768 shares of common stock sold by Summit Investors I (UK), L.P.
- Represents shares held by the following entities: 13,172,932 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 7,911,873 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 60,755 shares of common stock in the name of Summit Investors I, LLC and 5,717 shares of common stock in the name of Summit Investors I (UK), L.P.
- The Series A Preferred Stock converted into Ubiquiti Networks, Inc. common stock on a one-for-one basis, and had no expiration date.
- Represents shares held by the following entities: 14,942,702 shares of common stock in the name of Summit Partners Private Equity Fund VII-A, L.P., 8,974,825 shares of common stock in the name of Summit Partners Private Equity Fund VII-B, L.P., 68,917 shares of common stock in the name of Summit Investors I, LLC and 6,485 shares of common stock in the name of Summit Investors I (UK), L.P.
- Represents shares sold by the following entities to Ubiquiti Networks, Inc.: 7,499,518 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,504,335 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 34,592 shares of common stock sold by Summit Investors I, LLC and 3,255 shares of common stock sold by Summit Investors I (UK), L.P. On October 3, 2011 Ubiquiti Networks, Inc. completed a 2.5 for one forward stock split of its common and preferred stock. All share and per share information set forth herein has been retroactively adjusted to reflect the split.
- On July 21, 2011, Ubiquiti Networks,Inc. repurchase of 12,041,700 shares of its Series A preferred stock from the following entities at a price of $8.97: 7,499,518 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 4,504,335 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 34,592 shares of common stock sold by Summit Investors I, LLC and 3,255 shares of common stock sold by Summit Investors I (UK), L.P. On October 3, 2011 Ubiquiti Networks, Inc. completed a 2.5 for one forward stock split of its common and preferred stock. All share and per share information set forth herein has been retroactively adjusted to reflect the split.