Filing Details
- Accession Number:
- 0001144204-11-058538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-19 21:01:28
- Reporting Period:
- 2011-10-17
- Filing Date:
- 2011-10-19
- Accepted Time:
- 2011-10-19 21:01:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397864 | Philip Urso | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 100 | $2.84 | 214,286 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 100 | $2.85 | 214,186 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 6,600 | $2.86 | 207,586 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 5,300 | $2.87 | 202,286 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 3,400 | $2.88 | 198,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 900 | $2.89 | 197,986 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 200 | $2.90 | 197,786 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 200 | $2.91 | 197,586 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-10-17 | 200 | $2.92 | 197,386 | No | 4 | S | Indirect | As trustee for trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 1,320,930 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by two trusts, Happy Bear Trust and Terrapin Trust, for the minor children of the reporting person on December 3, 2009.
- Shares are held in two separate trusts, Happy Bear Trust and Terrapin Trust, for the benefits of Mr. Urso's minor children.
Billionaire Hedge Funds
