Filing Details
- Accession Number:
- 0001144204-11-057951
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-10-14 18:28:35
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2011-10-14
- Accepted Time:
- 2011-10-14 17:28:35
- Original Submission Date:
- 2011-09-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1045390 | Colombia Clean Power & Fuels Inc | CCPF.OB | Bituminous Coal & Lignite Surface Mining (1221) | 870567033 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1143131 | P Edward Mooney | 245 Sir Francis Drake Boulevard San Anselmo CA 94960 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-24 | 100,000 | $0.00 | 12,140,004 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-05-24 | 3,093 | $0.00 | 12,136,911 | No | 4 | J | Indirect | See Footnote |
Common Stock | Disposition | 2011-05-25 | 100,000 | $0.00 | 12,036,911 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-05-25 | 687 | $0.00 | 12,036,224 | No | 4 | J | Indirect | See Footnote |
Common Stock | Disposition | 2011-09-09 | 118,645 | $0.00 | 11,918,279 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2010-12-21 | 32,000 | $0.00 | 32,000 | $0.01 |
Common Stock | Stock Option | Acquisiton | 2010-12-28 | 50,000 | $0.00 | 50,000 | $2.50 |
Common Stock | Stock Option | Acquisiton | 2010-12-28 | 50,000 | $0.00 | 50,000 | $5.00 |
Common Stock | Series A Preferred Stock | Acquisiton | 2011-06-02 | 8,000 | $0.00 | 40,000 | $0.00 |
Common Stock | Warrants | Acquisiton | 2011-06-02 | 2,800 | $0.00 | 2,800 | $0.01 |
Common Stock | 10% Convertible Note Due 6/30/12 | Disposition | 2011-06-02 | 80,000 | $0.00 | 32,000 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,000 | 2010-12-21 | 2015-06-30 | No | 4 | A | Indirect |
50,000 | 2015-12-28 | No | 4 | A | Direct | |
50,000 | 2015-12-28 | No | 4 | A | Direct | |
8,000 | No | 4 | A | Indirect | ||
2,800 | 2011-06-02 | 2016-05-31 | No | 4 | A | Indirect |
0 | 2010-12-21 | 2012-06-30 | No | 4 | D | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 432,482 | Indirect | See Footnote |
Footnotes
- Represents common stock transferred by LIFE (as defined below) to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
- Represents securities owned by LIFE Power & Fuels, LLC, a Delaware limited liability ("LIFE"). The Reporting Person is the Managing Member of LIFE, but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- On February 11, 2011, LIFE made a distribution to its members of 15% of the Reporting Person's ownership of the Issuer's shares. The number of shares reported in Table I represents shares of the Issuer that were erroneously not distributed to certain members of the Reporting Person, which were subsequently distributed.
- Represents common stock transferred by LIFE to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
- Represents common stock transferred by LIFE to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
- LIFE also received 100 shares of common stock and 600 shares of common stock pursuant to stock dividends on its shares of Series A Preferred Stock on June 15, 2011 and September 15, 2011, respectively.
- Represents common stock held by Edward P. and Teresa M. Mooney Revocable Living Trust.
- Vests in four equal installments on December 28, 2010, 2011, 2012 and 2013.
- Each share of Series A Preferred Stock is convertible into five shares of common stock, and is convertible at any time without expiration.
- LIFE received (i) 8,000 shares of Series A convertible preferred stock at a deemed purchase price of $10.00 per share, and (ii) warrants to purchase 2,800 shares of Common Stock at an exercise price of $0.01 per share, in consideration for the cancellation by the Issuer of a convertible promissory note issued to LIFE in the principal amount of $80,000 due June 30, 2012.