Filing Details
- Accession Number:
- 0001104659-11-055980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-13 16:02:19
- Reporting Period:
- 2011-10-11
- Filing Date:
- 2011-10-13
- Accepted Time:
- 2011-10-13 15:02:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1167178 | A123 Systems Inc. | AONE | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 043583876 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194667 | P David Vieau | C/O A123 Systems, Inc. 200 West Street Waltham MA 02451 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-11 | 11,111 | $3.28 | 1,027,974 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- These transactions were executed in multiple trades in prices ranging from $3.19 to $3.39. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 114,001 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each (1) RSU.
Billionaire Hedge Funds
