Filing Details
- Accession Number:
- 0001181431-11-052914
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-18 15:57:53
- Reporting Period:
- 2011-10-14
- Filing Date:
- 2011-10-18
- Accepted Time:
- 2011-10-18 15:57:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411342 | Ellington Financial Llc | EFC | Real Estate (6500) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1474801 | Laurence Penn | 53 Forest Avenue Old Greenwich CT 06870 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Rep. Limited Liability Company Interests | Acquisiton | 2011-10-14 | 455 | $17.50 | 1,749 | No | 4 | P | Direct | |
Common Shares Rep. Limited Liability Company Interests | Acquisiton | 2011-10-18 | 665 | $17.47 | 2,414 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $17.45 to $17.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $17.39 to $17.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.