Filing Details

Accession Number:
0001181431-11-052914
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-18 15:57:53
Reporting Period:
2011-10-14
Filing Date:
2011-10-18
Accepted Time:
2011-10-18 15:57:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411342 Ellington Financial Llc EFC Real Estate (6500) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474801 Laurence Penn 53 Forest Avenue
Old Greenwich CT 06870
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Rep. Limited Liability Company Interests Acquisiton 2011-10-14 455 $17.50 1,749 No 4 P Direct
Common Shares Rep. Limited Liability Company Interests Acquisiton 2011-10-18 665 $17.47 2,414 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $17.45 to $17.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $17.39 to $17.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.