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Filing Details

Accession Number:: 0001008274-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-10-18 13:24:43
Reporting Period:: 2011-02-03

Filing Date:: 2011-10-18
Accepted Time:: 2011-10-18 13:24:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1025362	Golden Queen Mining Co Ltd	GQM	Metal Mining (1000)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1008274	T Landon Clay	C/O East Hill Management Co., Llc 10 Memorial Blvd, Suite 902 Providence RI 02903		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-03	1,999,389	$0.00	9,361,856	No	5	G	Indirect	By grantor retained annuity trust
Common Stock	Acquisiton	2011-04-07	10,000	$3.09	10,000	No	4	P	Indirect	By general partnership
Common Stock	Acquisiton	2011-04-11	829,579	$0.00	4,160,895	No	5	G	Indirect	By grantor retained annuity trust
Common Stock	Disposition	2011-10-12	3,524,968	$0.00	0	No	5	G	Direct
Common Stock	Acquisiton	2011-10-12	3,524,268	$0.00	3,524,268	No	5	G	Indirect	By grantor retained annuity lead trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By grantor retained annuity trust
No	4	P	Indirect	By general partnership
No	5	G	Indirect	By grantor retained annuity trust
No	5	G	Direct
No	5	G	Indirect	By grantor retained annuity lead trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,351	Indirect	By spouse
Common Stock	3,465,703	Indirect	By sons
Common Stock	807,250	Indirect	By corporation
Common Stock	30,777	Indirect	By corporation
Common Stock	4,979,094	Indirect	By trusts

Footnotes

On February 3, 2011, the trustee of the Landon T. Clay Annuity Trust (the "2010-1 GRAT") authorized the transfer of 1,999,389 shares from the 2010-1 GRAT to the reporting person as satisfaction of the annuity payment authorized by the 2010-1 GRAT.
Represents shares held by the 2010-1 GRAT.
The price in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $3.05 to $3.12 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
On April 7, 2011, Winter Place Associates, a general partnership, of which the reporting person has a partnership interest, purchased an aggregate of 10,000 shares of GQM. The reporting person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
On April 11, 2011, the trustee of the Landon T. Clay 2010-2 Annuity Trust (the "2010-2 GRAT") authorized the transfer of 829,579 shares from the 2010-2 GRAT to the reporting person as satisfaction of the annuity payment authorized by the 2010-2 GRAT.
Represents shares held by the 2010-2 GRAT.
On October 12, 2011, the reporting person transferred an aggregate 3,524,968 shares of GQM to the Landon T. Clay 2011-2 Annuity Trust u/a dated October 12, 2011 (the "2011-2 GRAT") for the benefit of himself. The reporting person's son, Thomas M. Clay, is the sole trustee of the 2011-2 GRAT. Thomas M. Clay is a director of the issuer.
Represents shares held by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse.
Represents shares held by the reporting person's four sons including 869,223 shares held by Thomas M. Clay, 869,222 held by Richard T. Clay, 863,629 shares held by Landon H. Clay and 863,629 shares held by Cassius M.C. Clay. The reporting person disclaims beneficial ownership of the shares held by his sons.
Represents shares held by Arctic Coast Petroleums Ltd. ("Arctic Coast"). The reporting person owned 50% of the shares of Arctic Coast and transferred his interest in Arctic Coast on October 22, 2009 to the Clay Family 2009 Irrevocable Turst u/a dated April 14, 2009, the trustees of which are Thomas M. Clay and Harris Clay. The reporting person disclaims beneficial ownership of the shares held by Arctic Coast.
Represents 26,114 shares held by LTC Corp. and 4,663 shares held by LTC Corp. Pension and Profit Sharing Plan. Reporting person is the sole shareholder of LTC Corp. and the beneficiary of the LTC Corp. Pension and Profit Sharing Plan.
Represents shares held by various charitable annuity lead trusts of which the reporting person is the donor (the "Trusts"). Harris Clay is the trustee of the Trusts and each of the reporting person's sons has a remainder beneficial interest in the Trusts. The reporting peson provides investment advisory services to the Trusts. The reporting person disclaims beneficial ownership of the shares held by the Trusts.