Home > Insider Trading > Filing (0001225208-11-023422)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225358	P Jeffrey Beale	Two International Place Eaton Vance Boston MA 02110	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-10-14	63,526	$14.34	303,861	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2011-10-14	51,526	$23.91	252,335	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2011-10-14	63,526	$0.00	63,526	$14.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2011-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	29,389	Direct
Eaton Vance Corp. Common Stock (Voting)	29,389	Indirect	By Voting Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$14.55	2012-11-01	82,400	82,400	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.96	2014-11-01	68,400	68,400	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.87	2015-11-01	58,200	58,200	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$30.11	2016-11-01	55,200	55,200	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2017-11-01	38,400	38,400	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2020-11-01	31,220	31,220	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2019-11-02	34,560	34,560	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$17.51	2013-11-03	84,600	84,600	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2018-11-03	38,700	38,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-11-01	82,400	82,400	Direct
2014-11-01	68,400	68,400	Direct
2015-11-01	58,200	58,200	Direct
2016-11-01	55,200	55,200	Direct
2017-11-01	38,400	38,400	Direct
2020-11-01	31,220	31,220	Direct
2019-11-02	34,560	34,560	Direct
2013-11-03	84,600	84,600	Direct
2018-11-03	38,700	38,700	Direct

Footnotes

Shares were sold to cover the cost and tax liablity for exercising a NQ stock option.
Granted on November 1, 2001, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.