Home > Insider Trading > Filing (0001225208-11-023421)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225367	Jr E Thomas Faust	Two International Place Eaton Vance Boston MA 02110	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2010-11-01	482	$28.77	1,917,508	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2010-11-18	35,110	$30.06	2,019,955	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2010-12-17	8,400	$0.47	2,011,555	No	5	G	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-05-02	472	$33.77	2,012,027	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-10-14	270,826	$14.34	2,282,853	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2011-10-14	208,450	$23.78	2,074,403	No	4	S	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2010-12-17	3,200	$0.47	12,400	No	5	G	Indirect	By Custodian For Children

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	A	Direct
No	5	A	Direct
No	5	G	Direct
No	5	A	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Indirect	By Custodian For Children

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2011-10-14	270,826	$0.00	270,826	$14.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2011-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	74,277	Direct
Eaton Vance Corp. Common Stock (Voting)	74,277	Indirect	By Voting Trust
Eaton Vance Corp. Non-Voting Common Stock	223,080	Indirect	Stock Option Income Deferral

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$14.55	2012-11-01	307,128	307,128	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.96	2014-11-01	273,200	273,200	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.87	2015-11-01	221,600	221,600	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$30.11	2016-11-01	210,800	210,800	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2017-11-01	279,400	279,400	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2020-11-01	232,220	232,220	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2019-11-02	204,940	204,940	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$17.51	2013-11-03	316,890	316,890	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2018-11-03	238,100	238,100	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-11-01	307,128	307,128	Direct
2014-11-01	273,200	273,200	Direct
2015-11-01	221,600	221,600	Direct
2016-11-01	210,800	210,800	Direct
2017-11-01	279,400	279,400	Direct
2020-11-01	232,220	232,220	Direct
2019-11-02	204,940	204,940	Direct
2013-11-03	316,890	316,890	Direct
2018-11-03	238,100	238,100	Direct

Footnotes

These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
These shares were acquired under the 1992 Incentive Stock Alternative Plan, which is a 16b-3 plan.
Shares were sold to cover cost and tax liablity for exercising a NQ stock option.
Granted on November 1, 2001, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.