Filing Details
- Accession Number:
- 0001209191-11-051850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-17 18:09:03
- Reporting Period:
- 2011-10-13
- Filing Date:
- 2011-10-17
- Accepted Time:
- 2011-10-17 18:09:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
34408 | Family Dollar Stores Inc | FDO | Retail-Variety Stores (5331) | 560942963 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222845 | James R Kelly | P. O. Box 1017 Charlotte NC 28201 | Vice Chair | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-13 | 66,164 | $23.36 | 403,262 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-13 | 66,164 | $53.82 | 337,098 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-14 | 47,496 | $23.36 | 384,594 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-14 | 47,496 | $54.17 | 337,098 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-10-13 | 66,164 | $0.00 | 66,164 | $23.36 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-10-14 | 47,496 | $0.00 | 47,496 | $23.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
97,588 | 2010-10-07 | 2013-10-06 | No | 4 | M | Direct |
50,092 | 2010-10-07 | 2013-10-06 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.1601 to $54.12, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- This option was granted on October 7, 2008, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 7, 2010. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 7, 2010, 70% on October 7, 2011, and 100% on October 7, 2012.