Filing Details
- Accession Number:
- 0001112679-11-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-14 18:48:07
- Reporting Period:
- 2011-10-14
- Filing Date:
- 2011-10-14
- Accepted Time:
- 2011-10-14 18:48:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-14 | 3,333 | $15.52 | 130,833 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-14 | 3,333 | $50.00 | 127,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-14 | 11,459 | $15.73 | 138,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-14 | 11,459 | $50.00 | 127,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-14 | 5,209 | $30.00 | 132,709 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-14 | 5,209 | $50.00 | 127,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-14 | 9,042 | $36.74 | 136,542 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-14 | 9,042 | $50.00 | 127,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-14 | 3,750 | $36.74 | 131,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-14 | 3,750 | $50.00 | 127,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-14 | 3,333 | $0.00 | 3,333 | $15.52 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-14 | 11,459 | $0.00 | 11,459 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-14 | 5,209 | $0.00 | 5,209 | $30.00 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-14 | 9,042 | $0.00 | 9,042 | $36.74 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-10-14 | 3,750 | $0.00 | 3,750 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,334 | 2015-09-01 | No | 4 | M | Direct | |
97,396 | 2016-03-01 | No | 4 | M | Direct | |
59,896 | 2016-09-01 | No | 4 | M | Direct | |
135,625 | 2017-04-01 | No | 4 | M | Direct | |
56,250 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.