Filing Details
- Accession Number:
- 0001182489-11-000594
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-13 16:21:10
- Reporting Period:
- 2011-10-11
- Filing Date:
- 2011-10-13
- Accepted Time:
- 2011-10-13 16:21:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180171 | James Hagedorn | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-10-11 | 63,700 | $0.00 | 167,442 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-10-11 | 28,500 | $44.88 | 103,742 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2011-10-11 | 148,715 | $16.80 | 252,457 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-10-11 | 200 | $44.51 | 252,257 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 300 | $44.52 | 251,957 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 1,405 | $44.53 | 250,552 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 6,449 | $44.54 | 244,103 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 5,484 | $44.55 | 238,619 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 2,015 | $44.56 | 236,604 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 100 | $44.57 | 236,504 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 3,200 | $44.57 | 233,304 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 1,613 | $44.58 | 231,691 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 58 | $44.59 | 231,633 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 1,728 | $44.59 | 229,905 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 700 | $44.60 | 229,205 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 900 | $44.61 | 228,305 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 1,447 | $44.62 | 226,858 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 554 | $44.63 | 226,304 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 912 | $44.64 | 225,392 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 1,278 | $44.65 | 224,114 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 1,423 | $44.66 | 222,691 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 2,116 | $44.67 | 220,575 | No | 4 | S | Direct | |
Common Shares | Disposition | 2011-10-11 | 3,034 | $44.68 | 217,541 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (right to buy) | Disposition | 2011-10-11 | 148,715 | $0.00 | 148,715 | $16.80 |
Common Shares | Restricted Stock Units | Disposition | 2011-10-11 | 63,700 | $0.00 | 63,700 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-10-23 | 2011-10-21 | No | 4 | M | Direct |
0 | 2011-10-11 | 2011-10-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 32,038 | Indirect | By 401(K) Plan |
Common Shares | 2,779,554 | Indirect | HPLP |
Common Shares | 4,488 | Indirect | By DSPP |
Footnotes
- The restricted stock units were granted, together with an equal number of related cash dividend equivalents, under The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan (the "2006 Plan"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on October 8, 2011.
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2011.
- Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.