Filing Details

Accession Number:
0001182489-11-000594
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-13 16:21:10
Reporting Period:
2011-10-11
Filing Date:
2011-10-13
Accepted Time:
2011-10-13 16:21:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180171 James Hagedorn C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2011-10-11 63,700 $0.00 167,442 No 4 M Direct
Common Shares Disposition 2011-10-11 28,500 $44.88 103,742 No 4 S Direct
Common Shares Acquisiton 2011-10-11 148,715 $16.80 252,457 No 4 M Direct
Common Shares Disposition 2011-10-11 200 $44.51 252,257 No 4 S Direct
Common Shares Disposition 2011-10-11 300 $44.52 251,957 No 4 S Direct
Common Shares Disposition 2011-10-11 1,405 $44.53 250,552 No 4 S Direct
Common Shares Disposition 2011-10-11 6,449 $44.54 244,103 No 4 S Direct
Common Shares Disposition 2011-10-11 5,484 $44.55 238,619 No 4 S Direct
Common Shares Disposition 2011-10-11 2,015 $44.56 236,604 No 4 S Direct
Common Shares Disposition 2011-10-11 100 $44.57 236,504 No 4 S Direct
Common Shares Disposition 2011-10-11 3,200 $44.57 233,304 No 4 S Direct
Common Shares Disposition 2011-10-11 1,613 $44.58 231,691 No 4 S Direct
Common Shares Disposition 2011-10-11 58 $44.59 231,633 No 4 S Direct
Common Shares Disposition 2011-10-11 1,728 $44.59 229,905 No 4 S Direct
Common Shares Disposition 2011-10-11 700 $44.60 229,205 No 4 S Direct
Common Shares Disposition 2011-10-11 900 $44.61 228,305 No 4 S Direct
Common Shares Disposition 2011-10-11 1,447 $44.62 226,858 No 4 S Direct
Common Shares Disposition 2011-10-11 554 $44.63 226,304 No 4 S Direct
Common Shares Disposition 2011-10-11 912 $44.64 225,392 No 4 S Direct
Common Shares Disposition 2011-10-11 1,278 $44.65 224,114 No 4 S Direct
Common Shares Disposition 2011-10-11 1,423 $44.66 222,691 No 4 S Direct
Common Shares Disposition 2011-10-11 2,116 $44.67 220,575 No 4 S Direct
Common Shares Disposition 2011-10-11 3,034 $44.68 217,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2011-10-11 148,715 $0.00 148,715 $16.80
Common Shares Restricted Stock Units Disposition 2011-10-11 63,700 $0.00 63,700 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-10-23 2011-10-21 No 4 M Direct
0 2011-10-11 2011-10-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 32,038 Indirect By 401(K) Plan
Common Shares 2,779,554 Indirect HPLP
Common Shares 4,488 Indirect By DSPP
Footnotes
  1. The restricted stock units were granted, together with an equal number of related cash dividend equivalents, under The Scotts Miracle-Gro Company Amended and Restated 2006 Long-Term Incentive Plan (the "2006 Plan"), and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of the Issuer ("Common Share"). The restricted stock units vested on October 8, 2011.
  2. The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2011.
  3. Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.