Filing Details

Accession Number:
0001209191-11-051444
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-11 17:56:09
Reporting Period:
2011-10-06
Filing Date:
2011-10-11
Accepted Time:
2011-10-11 16:56:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405277 Constant Contact Inc. CTCT Services-Direct Mail Advertising Services (7331) 043285398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375889 Harpreet Grewal C/O Constant Contact, Inc.
1601 Trapelo Road, Third Floor
Waltham MA 02451
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-06 2,278 $0.00 2,278 No 4 M Direct
Common Stock Disposition 2011-10-07 1,139 $17.83 1,139 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-10-06 1,472 $0.00 1,472 $0.00
Common Stock Restricted Stock Units Disposition 2011-10-06 2,278 $0.00 2,278 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,528 2014-07-06 No 4 F Direct
41,250 2014-07-06 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2011.
  3. 25% of the restricted stock units vested on July 6, 2011, and 6.25% of the remaining restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on July 6, 2014, subject to the continued employment of the reporting person with the issuer. Vested shares will be delivered to the reporting person on the first business day after such shares become vested.
  4. The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
  5. Excludes 20,000 restricted stock units granted to the reporting person by the issuer on September 1, 2010, which will vest in full upon the achievement by the issuer of a specified annualized revenue run rate target, provided that such target is achieved by December 31, 2014 and subject to the continued employment of the reporting person with the issuer.
  6. The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.