Filing Details
- Accession Number:
- 0001209191-11-051444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-11 17:56:09
- Reporting Period:
- 2011-10-06
- Filing Date:
- 2011-10-11
- Accepted Time:
- 2011-10-11 16:56:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1375889 | Harpreet Grewal | C/O Constant Contact, Inc. 1601 Trapelo Road, Third Floor Waltham MA 02451 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-06 | 2,278 | $0.00 | 2,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-07 | 1,139 | $17.83 | 1,139 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-10-06 | 1,472 | $0.00 | 1,472 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-10-06 | 2,278 | $0.00 | 2,278 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,528 | 2014-07-06 | No | 4 | F | Direct | |
41,250 | 2014-07-06 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2011.
- 25% of the restricted stock units vested on July 6, 2011, and 6.25% of the remaining restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on July 6, 2014, subject to the continued employment of the reporting person with the issuer. Vested shares will be delivered to the reporting person on the first business day after such shares become vested.
- The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
- Excludes 20,000 restricted stock units granted to the reporting person by the issuer on September 1, 2010, which will vest in full upon the achievement by the issuer of a specified annualized revenue run rate target, provided that such target is achieved by December 31, 2014 and subject to the continued employment of the reporting person with the issuer.
- The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.