Filing Details
- Accession Number:
- 0001209191-11-051580
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-10-12 17:04:32
- Reporting Period:
- 2009-09-17
- Filing Date:
- 2011-10-12
- Accepted Time:
- 2011-10-12 17:04:32
- Original Submission Date:
- 2009-09-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414468 | Val Martin Glass | 1000 E. Drake Road Fort Collins CO 80525 | President, Turbine Systems | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Woodward Governor Company Common Stock | Acquisiton | 2009-09-17 | 12,000 | $4.13 | 16,062 | No | 4 | M | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 1,000 | $25.36 | 15,062 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 6,532 | $25.37 | 8,530 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 1,000 | $25.38 | 8,430 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 1,000 | $25.40 | 8,330 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 668 | $25.41 | 5,862 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 200 | $25.42 | 5,662 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 100 | $25.42 | 5,562 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 1,000 | $25.43 | 4,562 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 100 | $25.46 | 4,462 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 100 | $25.47 | 4,362 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 200 | $25.49 | 4,162 | No | 4 | S | Direct | |
Woodward Governor Company Common Stock | Disposition | 2009-09-17 | 100 | $25.49 | 4,062 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Woodward Governor Company Common Stock | Nonqualified Employee Stock Option (Right to Buy) | Disposition | 2009-09-17 | 12,000 | $0.00 | 12,000 | $4.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2000-11-15 | 2009-11-15 | No | 4 | M | Direct |
Footnotes
- If unexercised, these options granted to Mr. Glass in accordance with Rule 16b-3 would expire and terminate on November 15, 2009.
- Table I of the Form 4 filed on September 21, 2009, which this Form 4/A amends, overstated the number of shares owned by Mr. Glass after this transaction by 4,466 shares. This overstatement also impacted two Form 4s filed by Mr. Glass after his September 21, 2009 Form 4.
- The stock options exercised and shares sold were done pursuant to a 10b5-1 Plan entered into on June 3, 2009 and disclosed by the Company on Form 8-K on June 8, 2009.
- Table I of the Form 4 filed on September 21, 2009, which this Form 4/A amends, incorrectly reported the number of shares sold at $25.36.
- Options became exercisable at the rate of 25% per year beginning 11/15/2000. Footnote 3 on the Form 4 filed on September 21,2009, which this Form 4/A amends, incorrectly stated that these shares became exercisable at the rate of 25% per year beginning 11/15/2009.