Filing Details
- Accession Number:
- 0001209191-11-051566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-12 16:35:36
- Reporting Period:
- 2011-10-10
- Filing Date:
- 2011-10-12
- Accepted Time:
- 2011-10-12 16:35:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341405 | L Winifred Swan | C/O Nxstage Medical, Inc. 439 South Union Street, 5Th Floor Lawrence MA 01843 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-10 | 1,541 | $4.54 | 39,058 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-10-10 | 2,055 | $2.11 | 41,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-10 | 6,596 | $21.11 | 34,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-10-10 | 1,541 | $0.00 | 1,541 | $4.54 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-10-10 | 2,055 | $0.00 | 2,055 | $2.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,590 | 2008-04-27 | 2015-03-26 | No | 4 | M | Direct |
| 13,450 | 2009-04-06 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2010, amended August 23, 2010 and further amended on December 16, 2010.
- This option was granted on March 27, 2008 and vests over four years in equal monthly installments.
- This option was granted on March 5, 2009 and vests over three years in equal monthly installments.
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