Filing Details

Accession Number:
0001209191-11-051550
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-12 16:12:20
Reporting Period:
2011-10-10
Filing Date:
2011-10-12
Accepted Time:
2011-10-12 16:12:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414203 W. Edward Moore 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Vp, Gc & Chief Compliance Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2011-10-10 1,887 $20.76 46,230 No 4 F Direct
Common Stock, $0.01 Par Value Acquisiton 2011-10-10 15,000 $14.05 61,230 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2011-10-10 10,152 $20.76 51,078 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2011-10-10 1,452 $20.76 49,626 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2011-10-11 3,396 $20.87 46,230 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2011-10-10 15,000 $0.00 15,000 $14.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
85,000 2018-10-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 7,821 Indirect By 401(k) Plan
Footnotes
  1. On October 10, 2011, 6,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,887 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
  2. Includes an aggregate of 8,033 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 16,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 15,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  3. On October 10, 2011, 4,848 shares of Common Stock were issued to the reporting person in settlement of Stock Appreciation Rights. The reporting person diposed of 1,452 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
  4. Approximate number of shares held as of October 10, 2011 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  5. The Stock Appreciation Rights vested on October 10, 2009, 2010 and 2011.
  6. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2007 and 2011 and expire 10 years from the date of grant.