Filing Details
- Accession Number:
- 0001522461-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-12 14:59:50
- Reporting Period:
- 2011-10-11
- Filing Date:
- 2011-10-12
- Accepted Time:
- 2011-10-12 14:59:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463220 | Y. Neil Kim | 5300 California Avenue Irvine CA 92617 | Evp, Ops. & Central Eng. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-10-11 | 20,375 | $36.25 | 140,278 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-10-11 | 20,000 | $36.50 | 160,278 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-10-11 | 56,711 | $36.41 | 103,567 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee stock option (right to buy) | Disposition | 2011-10-11 | 20,375 | $0.00 | 20,375 | $21.47 |
| Class A Common Stock | Employee stock option (right to buy) | Disposition | 2011-10-11 | 20,000 | $0.00 | 20,000 | $23.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-04 | No | 4 | M | Direct | |
| 30,000 | 2019-04-27 | No | 4 | M | Direct |
Footnotes
- Such transaction was executed in multiple trades at prices ranging from $36.25 to $36.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (i) 21,814 shares that are held as Class A common stock and (ii) 81,753 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shared subject to such option are vested and immediately exercisable.
Billionaire Hedge Funds
