Filing Details

Accession Number:
0001217406-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-11 17:01:39
Reporting Period:
2011-10-07
Filing Date:
2011-10-11
Accepted Time:
2011-10-11 17:01:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217406 Stan Ross 2029 Century Park East, Suite 1530
Los Angeles CA 90067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-10-07 10,000 $10.90 27,586 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,516 Direct
Class A Common Stock 4,232 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2003 Stock Option Grant (right to buy) $15.50 2005-03-17 2013-03-17 21,600 21,600 Direct
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 10,800 10,800 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 10,800 10,800 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 10,800 10,800 Direct
Class A Common 2008 Stock Option Grant (right to buy) $37.68 2009-04-07 2018-04-07 5,319 5,319 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2010-04-21 2019-04-21 10,966 10,966 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2011-04-14 2020-04-14 2,001 2,001 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 2,231 2,231 Direct
Class A Common Phantom Stock Dividend Equivalent Rights $0.00 1988-08-08 1988-08-08 12,382 12,382 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-03-17 21,600 21,600 Direct
2015-04-06 10,800 10,800 Direct
2016-04-04 10,800 10,800 Direct
2017-03-29 10,800 10,800 Direct
2018-04-07 5,319 5,319 Direct
2019-04-21 10,966 10,966 Direct
2020-04-14 2,001 2,001 Direct
2021-04-13 2,231 2,231 Direct
1988-08-08 12,382 12,382 Direct
Footnotes
  1. 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013.
  2. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014.
  3. Shares are held in street account. The price $10.8978 represents a weighed average of purchase prices ranging from $10.86 per share to $10.93 per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  4. 2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
  5. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  6. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  7. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  8. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
  9. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
  10. 2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
  11. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  12. Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan.
  13. Exercisable at retirement, termination, death or disability.
  14. No present expiration date.