Filing Details
- Accession Number:
- 0001014108-11-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-11 16:54:04
- Reporting Period:
- 2011-10-07
- Filing Date:
- 2011-10-11
- Accepted Time:
- 2011-10-11 16:54:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1065332 | Nic Inc | EGOV | Services-Management Consulting Services (8742) | 522077581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1106138 | C Ross Hartley | C/O Nic Inc. 25501 West Valley Parkway, Suite 300 Olathe KS 66061 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-10-07 | 618 | $11.51 | 2,325,900 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 863 | $11.52 | 2,325,037 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,058 | $11.53 | 2,323,979 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 200 | $11.54 | 2,323,779 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,687 | $11.55 | 2,322,092 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,500 | $11.56 | 2,320,592 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 700 | $11.57 | 2,319,892 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,000 | $11.58 | 2,318,892 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 786 | $11.59 | 2,318,106 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 400 | $11.60 | 2,317,706 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 690 | $11.61 | 2,317,016 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 300 | $11.62 | 2,316,716 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 166 | $11.63 | 2,316,550 | No | 4 | A | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 300 | $11.64 | 2,316,250 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 700 | $11.65 | 2,315,550 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 600 | $11.66 | 2,314,950 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 400 | $11.67 | 2,314,550 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 700 | $11.68 | 2,313,850 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,300 | $11.69 | 2,312,550 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,487 | $11.70 | 2,311,063 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,161 | $11.71 | 2,309,902 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 322 | $11.72 | 2,309,580 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 387 | $11.73 | 2,309,193 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 976 | $11.74 | 2,308,217 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 4,634 | $11.75 | 2,303,583 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 743 | $11.76 | 2,302,840 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 840 | $11.77 | 2,302,000 | No | 4 | S | Indirect | See |
| Common Stock | Disposition | 2011-10-07 | 1,000 | $11.78 | 2,301,000 | No | 4 | S | Indirect | See |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | A | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
| No | 4 | S | Indirect | See |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 47,577 | Direct | |
| Common Stock | 175,992 | Indirect | See |
Footnotes
- Shares held by a trust for the benefit of the Reporting Person's child, in which the Reporting Person is the trustee.
- This is the first of two Forms 4 filed by the Reporting Person for the same transaction date.
- All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan under the Securities Exchange Act of 1934, as amended, entered into on August 8, 2011, by Ross C. Hartley Family Investments, LLC, a Wyoming limited liability company, partly owned by Ross C. Hartley, 63, co-founder and a director of NIC Inc. The sales under the plan are intended to diversify the holdings of the limited liability company in furtherance of the family's estate planning goals for Mr. and Mrs. Hartley. Ross C. Hartley Family Investments, LLC wil be able to sell up to 589,773 shares of common stock under the plan beginning August 22, 2011, and ending no later than January 31, 2012.
- Shares held by Ross C. Hartley Family Investments, LLC, in which the Reporting Person's spouse holds a majority of the voting interest.
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