Filing Details
- Accession Number:
- 0000919574-11-005542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-11 15:43:28
- Reporting Period:
- 2011-10-06
- Filing Date:
- 2011-10-11
- Accepted Time:
- 2011-10-11 15:43:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912365 | Evergreen Energy Inc | EEE | Bituminous Coal & Lignite Surface Mining (1221) | 841079971 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005557 | Libra Advisors Llc | 777 Third Avenue 27Th Floor New York NY 10017 | No | No | Yes | No | |
1428697 | Ranjan Tandon | 777 Third Avenue 27Th Floor New York NY 10017 | No | No | Yes | No | |
1507762 | R.l. S.a (Luxembourg) Fund Libra | 5, Rue Guillaume Kroll Luxembourg N4 L-1882 | No | No | Yes | No | |
1520903 | S.a.r.l. (Luxembourg) Ii Fund Libra | 5, Rue Guillaume Kroll Luxembourg N4 L-1882 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-10-06 | 65,000 | $1.00 | 665,762 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-06 | 65,000 | $1.00 | 665,762 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-10-07 | 5,200 | $0.99 | 670,962 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-10-07 | 5,200 | $0.99 | 670,962 | No | 4 | P | Indirect | See Footnote |
Common Stock | Disposition | 2011-10-07 | 5,200 | $1.00 | 665,762 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-10-07 | 5,200 | $1.00 | 665,762 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Footnotes
- These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l.
- These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l. and may be deemed to be beneficially owned by (a) Libra Advisors, LLC by virtue of its role as the investment manager of Libra Fund II (Luxembourg) S.a r.l., (b) Libra Fund (Luxembourg) S.a r.l. by virtue of its role as the beneficial owner of Libra Fund II (Luxembourg) S.a r.l. and (c) Ranjan Tandon as the managing member of Libra Advisors, LLC.