Filing Details

Accession Number:
0001209191-11-051393
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-11 14:06:24
Reporting Period:
2011-10-07
Filing Date:
2011-10-11
Accepted Time:
2011-10-11 14:06:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222641 Vikram Jog Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-07 5,176 $4.08 5,176 No 4 M Direct
Common Stock Disposition 2011-10-07 5,176 $13.90 0 No 4 S Direct
Common Stock Acquisiton 2011-10-07 485 $4.45 485 No 4 M Direct
Common Stock Disposition 2011-10-07 485 $13.90 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-10-07 5,176 $0.00 5,176 $4.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-10-07 485 $0.00 485 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
604 2019-11-17 No 4 M Direct
82,091 2018-02-06 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on August 30, 2011.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares acquired. These shares were purchased in multiple transactions at prices ranging from $13.68 to $14.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
  3. 70% of the shares subject to the Option vested on December 31, 2009, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2010 and 1/48th of the remaining unvested shares subject to the Option shall vest each month thereafter.
  4. 18.75% of the shares subject to the Option vested on February 7, 2009 and 1/48th of the shares subject to the Option vest each month thereafter.