Filing Details
- Accession Number:
- 0001420506-11-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-07 18:53:05
- Reporting Period:
- 2011-09-27
- Filing Date:
- 2011-10-07
- Accepted Time:
- 2011-10-07 18:53:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906448 | Vu1 Corp | VUOC | Communications Equipment, Nec (3669) | 840672714 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1379205 | Richard Sellers | 24 Roy Street (#421) Seattle WA 98109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-09-27 | 63,000 | $0.37 | 11,832,832 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-28 | 29,563 | $0.37 | 11,803,269 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-30 | 61,400 | $0.37 | 11,741,869 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Consists of (a) 8,961,990 shares of Vu1 Corporation common stock and (b) 2,779,879 shares of Vu1 Corporation common stock that Mr. Sellers has the right to acquire pursuant to currently exercisable options and warrants.