Filing Details
- Accession Number:
- 0001127602-11-027083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-07 16:19:56
- Reporting Period:
- 2011-10-07
- Filing Date:
- 2011-10-07
- Accepted Time:
- 2011-10-07 16:19:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296720 | B Daniel Wolfe | 1450 Broadway Floor 24 New York NY 10018 | President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-07 | 845 | $3.45 | 31,030 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.
- Shares were purchased for an average price of $3.447 with share prices ranging from $3.430 to $3.452. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.