Filing Details

Accession Number:
0001127602-11-027083
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-07 16:19:56
Reporting Period:
2011-10-07
Filing Date:
2011-10-07
Accepted Time:
2011-10-07 16:19:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296720 B Daniel Wolfe 1450 Broadway
Floor 24
New York NY 10018
President, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-07 845 $3.45 31,030 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.
  2. Shares were purchased for an average price of $3.447 with share prices ranging from $3.430 to $3.452. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the SEC staff, the issuer, or a security holder of the issuer.