Filing Details
- Accession Number:
- 0001209191-11-051160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-07 14:36:33
- Reporting Period:
- 2011-10-06
- Filing Date:
- 2011-10-07
- Accepted Time:
- 2011-10-07 14:36:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1399855 | National American University Holdings Inc. | NAUH | Services-Educational Services (8200) | 830479936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477948 | Partnership Limited Buckingham E. & H. | 5311 Carriage Hills Drive Rapid City SD 57702 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-06 | 284,965 | $5.50 | 10,785,421 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-10-06 | 206,497 | $7.59 | 10,578,924 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrant (right to buy) | Disposition | 2011-10-06 | 284,965 | $0.00 | 284,965 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 277,116 | 2009-11-23 | 2011-11-22 | No | 4 | X | Direct |
Footnotes
- On October 6, 2011, the reporting person exercised warrants to purchase 284,965 shares of the Issuer's common stock for $5.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 206,497 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 78,468 shares. The Issuer also paid $4.71 to the reporting person in lieu of a fractional share.
Billionaire Hedge Funds
