Filing Details

Accession Number:
0001209191-11-051123
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-10-07 10:33:16
Reporting Period:
2011-10-05
Filing Date:
2011-10-07
Accepted Time:
2011-10-07 10:33:16
Original Submission Date:
2011-10-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
944809 Opko Health Inc. OPK Surgical & Medical Instruments & Apparatus (3841) 752402409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188834 D Ph Jane Hsiao Opko Health, Inc.
4400 Biscayne Blvd.
Miami FL 33137
Vice Chairman & Cto Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-05 1,200,000 $3.60 17,880,231 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,097,800 Indirect See Footnote
Common Stock 1,000,000 Indirect See Footnote
Common Stock 1,000,000 Indirect See Footnote
Common Stock 15,490,546 Indirect See Footnote
Footnotes
  1. The securities were incorrectly reported as being purchased by Hsu Gamma Investment, L.P. and owned indirectly by the reporting person. The securities were purchased by the reporting person and are owned directly.
  2. The securities are owned directly by Hsu Gamma Investment, L.P. Dr. Hsiao is the general partner of Hsu Gamma Investment, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. The securities are held by The Chin Hsiao Family Trust A, of which Jane H. Hsiao, Ph.D. is the trustee.
  4. The securities are held by The Chin Hsiao Family Trust B, of which Jane H. Hsiao, Ph.D. is the trustee.
  5. These securities are owned directly by The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.