Filing Details
- Accession Number:
- 0001396677-11-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-06 17:31:56
- Reporting Period:
- 2011-10-04
- Filing Date:
- 2011-10-06
- Accepted Time:
- 2011-10-06 17:31:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079725 | Ii W Frank Gay | Nutracetical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-04 | 2,344 | $3.50 | 730,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-04 | 2,344 | $13.00 | 727,899 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-10-05 | 756 | $3.50 | 728,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-05 | 756 | $13.00 | 727,899 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-04 | 2,344 | $0.00 | 2,344 | $3.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-05 | 756 | $0.00 | 756 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,456 | 2011-12-13 | No | 4 | M | Direct | |
| 52,700 | 2011-12-13 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on December 13, 2011.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2011.
- The option vested in six equal installments beginning on June 13, 2002.
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