Filing Details

Accession Number:
0000100493-11-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-06 16:35:00
Reporting Period:
2011-10-04
Filing Date:
2011-10-06
Accepted Time:
2011-10-06 16:35:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100493 Tyson Foods Inc TSN Poultry Slaughtering And Processing (2015) 710225165
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423581 Donald Smith 2200 Don Tyson Parkway
Springdale AR 72762
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-09-29 5,711 $0.00 51,632 No 5 J Indirect Employee Stock Purchase Plan
Class A Common Stock Acquisiton 2011-09-15 1,084 $0.00 157,208 No 5 J Direct
Class A Common Stock Acquisiton 2011-10-04 29,551 $0.00 186,759 No 4 M Direct
Class A Common Stock Disposition 2011-10-04 9,885 $17.10 176,874 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect Employee Stock Purchase Plan
No 5 J Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance Shares Disposition 2008-09-28 29,551 $0.00 29,550 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-10-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 904 Indirect By Custodian for Child
Class A Common Stock 4,527 Indirect By Spouse
Footnotes
  1. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
  2. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person on December 15, 2010, March 15, 2011, June 15, 2011 and September 15, 2011 pursuant to a dividend reinvestment feature under Issuer's stock plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
  3. On September 29, 2008, the Reporting Person received a grant of performance shares which vested on October 4, 2011. The performance shares were previously reported as derivative securities at the 150% level. On October 4, 2011, 29,551 shares vested (150% level) and are reported herein as acquired non-derivative securities.
  4. On October 4, 2011, 29,551 shares of performance Class A Common Stock vested. The award of those performance shares to the Reporting Person has previously been reported (see Footnote #3). Pursuant to an election made by the Reporting Person, 9,885 shares were sold by the Reporting Person to the Issuer on October 4, 2011, to satisfy tax withholding obligations related to the vesting.