Filing Details
- Accession Number:
- 0001165231-11-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 21:41:27
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 21:41:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1165231 | Procera Networks Inc | PKT | Services-Computer Programming Services (7371) | 330974674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427467 | Frederick James Brear | C/O Procera Networks, Inc. 4121 Clipper Court Fremont CA 94538 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-10-03 | 1,000 | $5.00 | 41,000 | No | 4 | X | Direct | |
| Common | Disposition | 2011-10-03 | 1,000 | $9.52 | 40,000 | No | 4 | S | Direct | |
| Common | Acquisiton | 2011-10-04 | 850 | $5.00 | 40,850 | No | 4 | X | Direct | |
| Common | Disposition | 2011-10-04 | 850 | $9.50 | 40,000 | No | 4 | S | Direct | |
| Common | Acquisiton | 2011-10-05 | 900 | $5.00 | 40,900 | No | 4 | X | Direct | |
| Common | Disposition | 2011-10-05 | 900 | $9.50 | 40,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to Buy) | Disposition | 2011-10-03 | 1,000 | $0.00 | 1,000 | $5.00 |
| Common | Stock Option (Right to Buy) | Disposition | 2011-10-04 | 850 | $0.00 | 850 | $5.00 |
| Common | Stock Option (Right to Buy) | Disposition | 2011-10-05 | 900 | $0.00 | 900 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,000 | 2010-11-13 | 2019-11-13 | No | 4 | X | Direct |
| 48,150 | 2010-11-13 | 2019-11-13 | No | 4 | X | Direct |
| 47,250 | 2010-11-13 | 2019-11-13 | No | 4 | X | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- 25% of the option shares shall vest on the first anniversay of the vesting commencement date and the balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until the option becomes fully-vested and exercisable.
Billionaire Hedge Funds
