Filing Details

Accession Number:
0001165231-11-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-05 21:41:27
Reporting Period:
2011-10-03
Filing Date:
2011-10-05
Accepted Time:
2011-10-05 21:41:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1165231 Procera Networks Inc PKT Services-Computer Programming Services (7371) 330974674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427467 Frederick James Brear C/O Procera Networks, Inc.
4121 Clipper Court
Fremont CA 94538
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2011-10-03 1,000 $5.00 41,000 No 4 X Direct
Common Disposition 2011-10-03 1,000 $9.52 40,000 No 4 S Direct
Common Acquisiton 2011-10-04 850 $5.00 40,850 No 4 X Direct
Common Disposition 2011-10-04 850 $9.50 40,000 No 4 S Direct
Common Acquisiton 2011-10-05 900 $5.00 40,900 No 4 X Direct
Common Disposition 2011-10-05 900 $9.50 40,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2011-10-03 1,000 $0.00 1,000 $5.00
Common Stock Option (Right to Buy) Disposition 2011-10-04 850 $0.00 850 $5.00
Common Stock Option (Right to Buy) Disposition 2011-10-05 900 $0.00 900 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
49,000 2010-11-13 2019-11-13 No 4 X Direct
48,150 2010-11-13 2019-11-13 No 4 X Direct
47,250 2010-11-13 2019-11-13 No 4 X Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. 25% of the option shares shall vest on the first anniversay of the vesting commencement date and the balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until the option becomes fully-vested and exercisable.