Filing Details
- Accession Number:
- 0001112679-11-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-05 18:33:51
- Reporting Period:
- 2011-10-03
- Filing Date:
- 2011-10-05
- Accepted Time:
- 2011-10-05 18:33:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-10-03 | 1,250 | $15.73 | 45,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-03 | 1,250 | $42.66 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-03 | 1,250 | $30.00 | 45,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-03 | 1,250 | $42.66 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-03 | 1,458 | $33.43 | 45,458 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-03 | 1,458 | $42.66 | 44,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-10-03 | 1,355 | $36.74 | 45,355 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-10-03 | 1,355 | $42.66 | 44,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 1,250 | $0.00 | 1,250 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 1,250 | $0.00 | 1,250 | $30.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 1,458 | $0.00 | 1,458 | $33.43 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-03 | 1,355 | $0.00 | 1,355 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,250 | 2016-03-01 | No | 4 | M | Direct | |
28,750 | 2016-09-01 | No | 4 | M | Direct | |
42,292 | 2017-03-01 | No | 4 | M | Direct | |
40,625 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
- Shares sold on the open market are reported as an average sell price per share of $42.66; breakdown of shares sold and per share sale prices are as follows: 100 at $42.50; 100 at $42.54; 300 at $42.55; 300 at $42.56; 100 at $42.57; 300 at $42.59; 100 at $42.61; 1,700 at $42.62; 200 at $42.64; 113 at $42.65; 100 at $42.67; 100 at $42.71; 500 at $42.72; 300 at $42.73; 200 at $42.74; 100 at $42.77; 300 at $42.81; 100 at $42.82; 100 at $42.85 and 200 at $42.88.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.